| | Year Ended December 31, | | | Year Ended December 31, | | ||||||||||||||||||||
| | 2014 | | 2013 | | | 2014 | | 2013 | | ||||||||||||||||
Audit Fees(1) | | | $ | 313,033 | | | | $ | 336,504 | | | | | $ | 313,033 | | | | $ | 336,504 | | | ||||
Audit-Related Fees(2) | | | $ | 39,611 | | | | $ | 60,272 | | | | | $ | 39,611 | | | | $ | 60,272 | | | ||||
Tax Fees | | | | — | | | | | — | | | | | | — | | | | | — | | | ||||
Other Fees | | | | — | | | | | — | | | | | | — | | | | | — | | | ||||
Total Fees | | | $ | 352,644 | | | | $ | 396,776 | | | | | $ | 352,644 | | | | $ | 396,776 | | | |
Name | | | Age | | | Position | |
Xuesong Song | | | 47 | | | Executive Chairman and Director | |
Shane McMahon | | | 45 | | | Chairman | |
Weicheng Liu | | 57 | | | Director and Chief Executive Officer | | |
Grace He | | | 30 | | | Chief Accounting Officer | |
James Cassano | | | 67 | | | Director | |
Clifford Higgerson | | | 75 | | | Director | |
Jin Shi | | | 46 | | | Director | |
Arthur Wong | | | 55 | | | Director | |
Name and Principal Position | | | Year | | | Salary ($) | | | Option Awards(2) ($) | | | Total ($) | | ||||||||||||
Shane McMahon(1) | | | | | 2014 | | | | | | 300,000 | | | | | | — | | | | | | 300,000(1) | | |
Chairman | | | | | 2013 | | | | | | 255,000 | | | | | | — | | | | | | 255,000(1) | | |
Weicheng Liu | | | | | 2014 | | | | | | 362,486 | | | | | | — | | | | | | 362,486 | | |
Chief Executive Officer | | | | | 2013 | | | | | | 276,476 | | | | | | — | | | | | | 276,476 | | |
Marc Urbach | | | | | 2014 | | | | | | 230,000 | | | | | | — | | | | | | 230,000 | | |
Former President and Chief Financial Officer | | | | | 2013 | | | | | | 229,900 | | | | | | 214,795 | | | | | | 444,695 | | |
| | | Option Awards | | |||||||||||||||||||||
Name | | | Number of securities underlying unexercised options (#) exercisable | | | Number of securities underlying unexercised options (#) unexercisable | | | Equity incentive plan awards: Number of Securities underlying unexercised unearned options (#) | | | Option exercise price ($) | | ||||||||||||
Shane McMahon | | | | | 158,333 | | | | | | 8,333 | | | | | | — | | | | | | 2.00 | | |
| | | 533,333 | | | | | | — | | | | | | — | | | | | | 3.00 | | | ||
| | | 30,000 | | | | | | 10,000 | | | | | | — | | | | | | 4.50 | | | ||
Weicheng Liu | | | | | 320,000 | | | | | | — | | | | | | — | | | | | | 3.75 | | |
| | | 30,000 | | | | | | 10,000 | | | | | | — | | | | | | 4.50 | | | ||
Marc Urbach | | | | | 53,125 | | | | | | 116,875 | | | | | | — | | | | | | 1.65 | | |
| | | 286,667 | | | | | | 6,667 | | | | | | — | | | | | | 2.00 | | | ||
| | | 1,333 | | | | | | — | | | | | | — | | | | | | 75.00 | | | ||
James Cassano | | | | | 13,333 | | | | | | — | | | | | | — | | | | | | 2.00 | | |
| | | 8,974 | | | | | | — | | | | | | — | | | | | | 2.91 | | |
Name | | | Fees Earned or Paid in Cash ($) | | | Stock Awards ($) | | | Option Awards ($) | | | Total ($) | | ||||||||||||
Xuesong Song | | | | $ | — | | | | | $ | 275,000 | | | | | $ | — | | | | | $ | 275,000 | | |
Arthur Wong | | | | $ | 50,000 | | | | | $ | — | | | | | $ | 21,272 | | | | | $ | 71,272 | | |
Clifford Higgerson | | | | $ | 16,667 | | | | | $ | 50,000 | | | | | $ | — | | | | | $ | 66,667 | | |
James Cassano | | | | $ | 16,667 | | | | | $ | 50,000 | | | | | $ | — | | | | | $ | 66,667 | | |
Jin Shi | | | | $ | 16,667 | | | | | $ | 50,000 | | | | | $ | — | | | | | $ | 66,667 | | |
| | | | | | Shares Beneficially Owned(1) | | |||||||||||||||||||||||||||||||||||||||||||||
Name and Address of Beneficial Owner | | | Office, If Any | | | Common Stock(2) | | | Series A Preferred Stock(3) | | | Series E Preferred Stock(4) | | | Combined Common Stock, Series A and Series E(5) | | ||||||||||||||||||||||||||||||||||||
| Shares | | | % of Class | | | Shares | | | % of Class | | | Shares | | | % of Class | | | Votes(2)(3)(4) | | | Percentage | | |||||||||||||||||||||||||||||
Directors and Officers | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Xuesong Song | | | Executive Chairman and Director | | | | | 0 | | | | | | * | | | | | | 7,000,000(7) | | | | | | 100% | | | | | | 5,923,807(7) | | | | | | 80.9% | | | | | | 12,754,671 | | | | | | 34.1% | | |
Shane McMahon | | | Chairman | | | | | 3,052,996(6) | | | | | | 12.4% | | | | | | 0 | | | | | | * | | | | | | 2,856,151(6) | | | | | | 30.9% | | | | | | 4,702,588 | | | | | | 11.7% | | |
Weicheng Liu | | | CEO and Director | | | | | 2,950,125(8) | | | | | | 12.2% | | | | | | 0 | | | | | | * | | | | | | 0 | | | | | | * | | | | | | 2,950,125 | | | | | | 7.8% | | |
Marc Urbach | | | Former President and CFO | | | | | 360,311(9) | | | | | | 1.5% | | | | | | 0 | | | | | | * | | | | | | 0 | | | | | | * | | | | | | 360,311 | | | | | | 1.0% | | |
James Cassano | | | Director | | | | | 53,404(10) | | | | | | * | | | | | | 0 | | | | | | * | | | | | | 0 | | | | | | * | | | | | | 53,404 | | | | | | * | | |
Clifford Higgerson | | | Director | | | | | 21,097 | | | | | | * | | | | | | 0 | | | | | | * | | | | | | 0 | | | | | | * | | | | | | 21,097 | | | | | | * | | |
Jin Shi | | | Director | | | | | 21,097 | | | | | | * | | | | | | 0 | | | | | | * | | | | | | 0 | | | | | | * | | | | | | 21,097 | | | | | | * | | |
Arthur Wong | | | Director | | | | | 13,898(11) | | | | | | * | | | | | | 0 | | | | | | * | | | | | | 0 | | | | | | * | | | | | | 13,898 | | | | | | * | | |
All officers and directors as a group (8 persons named above) | | | | | | | | 6,472,928 | | | | | | 25.6% | | | | | | 7,000,000 | | | | | | 100% | | | | | | 8,779,958 | | | | | | 94.9% | | | | | | 20,877,191 | | | | | | 51.1% | | |
5% Securities Holders | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
C Media Limited CN11 Legend Town, No. 1 Ba Li Zhuang Dong Li Chaoyang District, Beijing 100025 China | | | | | | | | 0 | | | | | | * | | | | | | 7,000,000(7) | | | | | | 100% | | | | | | 5,923,807(7) | | | | | | 80.9% | | | | | | 12,754,671 | | | | | | 34.1% | | |
Plan category | | | Number of securities to be issued upon exercise of outstanding options and rights (a) | | | Weighted-average exercise price of outstanding options and rights (b) | | | Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a)) (c) | | ||||||||||||
Equity compensation plans approved by security holders(1) | | | | | 1,996,703 | | | | | $ | 2.62 | | | | | | 2,003,297 | | | |||
Equity compensation plans not approved by security holders | | | | | — | | | | | | — | | | | | | — | | | |||
Total | | | | | 1,996,703 | | | | | | | | | | | | 2,003,297 | | | |||
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| Initial Holder: Beijing Sun Seven Stars Culture Development Limited | | | Original Issue Date: December ___, 2015 | |
| | | | No. of Shares Subject to Warrant: 1,818,182 | |
| | | | Exercise Price Per Share: $2.75 | |
| | | | Expiration Time: 5:00 p.m., New York City time, on December ___, 2017 | |
| | | | YOU ON DEMAND HOLDINGS, INC. | | |||
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| Name: | | | Bruno Wu | |
| Title: | | | Chairman & CEO | |
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| By: | | | /s/ Bruno Wu | |
| Name: | | | Bruno Wu | |
| Title: | | | Chairman | |
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| By: | | | /s/ Shane McMahon | |
| Name: | | | Shane McMahon | |
| Title: | | | Chairman | |
| YOU ON DEMAND HOLDINGS, INC. | | |||
| By: | | | /s/ Shane McMahon | |
| Name: | | | Shane McMahon | |
| Title: | | | Chairman | |
| IF STOCKHOLDER IS AN INDIVIDUAL: | | |||
| By: | | | | |
| Print Name: | | |||
| IF STOCKHOLDER IS AN ENTITY: | | |||
| Print Name of Entity: | | | C Media Group Limited | |
| By: | | | /s/ Xuesong Song | |
| Name: | | | Xuesong Song | |
| Title: | | | | |
| Address: | | |||
| CN11 Legend Town | | |||
| No. 1 Balizhuangdongli, Chaoyang District | | |||
| Beijing, China | | |||
| Facsimile No.: (+86) 81 6550 3113 | |
| IF STOCKHOLDER IS AN INDIVIDUAL: | | |||
| By: | | | /s/ Shane McMahon | |
| Print Name: Shane McMahon | | |||
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| IF STOCKHOLDER IS AN INDIVIDUAL: | | |||
| By: | | | /s/ Xuechu He | |
| Print Name: Xuechu Hu | | |||
| IF STOCKHOLDER IS AN ENTITY: | | |||
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| Print Name of Entity: | | | Best Ease Holdings Ltd. | |
| By: | | | /s/ Xiuzhen Lin | |
| Name: | | | Xiuzhen Lin | |
| Title: | | | Sole Director & Shareholder | |
| Address: | | |||
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| IF STOCKHOLDER IS AN INDIVIDUAL: | | |||
| By: | | | /s/ Teng Zhou | |
| Print Name: Teng Zhou | | |||
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| IF STOCKHOLDER IS AN ENTITY: | | |||
| Print Name of Entity: | | | Venture Link Assets Ltd. | |
| By: | | | /s/ Teng Zhou | |
| Name: | | | Teng Zhou | |
| Title: | | | Director | |
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| IF STOCKHOLDER IS AN ENTITY: | | |||
| Print Name of Entity: | | | Fresh Reward Development Ltd. | |
| By: | | | /s/ Cong Yan Xue | |
| Name: | | | Cong Yan Xue | |
| Title: | | | Director | |
| Address: | | |||
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| Facsimile No.: (_____) - ______ - ________ | |
Name of Stockholder | | | No. Shares and Corresponding Percent of Shares Outstanding1 | | | Restrictions on Voting Power | |
| Shane McMahon | | | James S. Cassano | |
| Arthur Wong | | | Jin Shi | |
| Xuesong Song | | | | |